Graduate Dealing Officer

Job Locations UK-Edinburgh
# of Openings
Position Type
Permanent Full-Time

Role Description

Responsible for placing both mutual fund and equity orders as well as resolving any issues raised by clients across the FNZ platforms whilst and adhering to the key regulatory and process requirements of FNZ.


Role Responsibilities:

  • Order placement; Place mutual fund orders electronically or by fax, ensuring the external fund manager receives the order instruction prior to the valuation point or dealing deadline.
  • Order monitoring; Monitor for any equity orders that are rejected by the broker, ensuring that the orders are then placed timely electronically or by telephone.
  • Order monitoring; To monitor the progress of orders and also the receipt of manual / electronic confirmations from brokers and mutual fund managers.
  • Production Monitoring; Carry out daily control tasks to identify any orders which may require manual intervention and ensure that these are placed timely and accurately before the dealing deadline.
  • Effective communication; Investigate, manage and resolve any issues raised by clients relating to the placement of orders.
  • Other tasks; to undertake any other projects/ tasks as may reasonably be required to facilitate the smooth operation of the company.

Experience Required

  • Graduate or equivalent experience in similar role.
  • Working to multiple cut offs, often with tight deadlines.
  • Ability to work accurately and efficiently under pressure.
  • FS Industry recognised qualifications - IOC, Investment Certificate or CFA (desirable).
  • Crest Settlement experience would be beneficial.

About FNZ

FNZ is a global financial technology and asset servicing provider which powers the wealth management, administration and custodian platforms for some of the world's leading financial institutions. These customers include life insurers, retail and private banks, asset and wealth managers and financial adviser groups based across the UK, Europe, Asia, Australia and New Zealand.


We believe that enhancing client engagement, lowering costs, delivering a seamless service and enabling personal solutions are key to helping people achieve their financial goals. We partner with major financial institutions to enable them to provide wealth management services to their clients across direct, intermediated and workplace channels that reflect these principles.


We develop long-term partnerships with our customers to enable them to get to market quickly with a market-leading digital proposition, transform their customer service offering and grow assets under management across multiple distribution channels.


Our customers include AMP, ANZ, Aviva, AXA Wealth, Bank of New Zealand, Fideuram Vita, HSBC, Mercer, National Australia Bank, HSBC, Santander, Santander Asset Management, Standard Life, UBS and Zurich.  In all we partner with 42 institutional customers worldwide. 


FNZ employs over 1,000 people with offices in Edinburgh, London, Bristol, Brno (Czech Republic), Shanghai, Hong Kong, Singapore, Sydney, Melbourne and Wellington.


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