The Control and Oversight team is responsible for monitoring, analysing, and reporting on the processes and performance of all Investment Operations teams within FNZ (UK) Ltd. The team is part of the first line Control and Monitoring Function and focuses on using data within the FNZ platform to provide comfort and evidence that FNZ are meeting performance, control, and compliance standards across its client-delegated functions. The Control & Oversight team is also responsible for the production of daily internal client money reconciliations, fraud report analysis and monthly ISEM production.
The Control and Oversight officer is responsible for performing sample checks, analysing data, contributing to reporting, daily client money internal reconciliation and fraud reporting.
Effective communication - Information and reports communicated effectively to necessary parties and in a timely manner for the purpose of rapid resolution.
FNZ is a global financial technology and asset servicing provider which powers the wealth management, administration and custodian platforms for some of the world's leading financial institutions. These customers include life insurers, retail and private banks, asset and wealth managers and financial adviser groups based across the UK, Europe, Asia, Australia and New Zealand.
We believe that enhancing client engagement, lowering costs, delivering a seamless service and enabling personal solutions are key to helping people achieve their financial goals. We partner with major financial institutions to enable them to provide wealth management services to their clients across direct, intermediated and workplace channels that reflect these principles.
We develop long-term partnerships with our customers to enable them to get to market quickly with a market-leading digital proposition, transform their customer service offering and grow assets under management across multiple distribution channels.
Our customers include AMP, ANZ, Aviva, AXA Wealth, Bank of New Zealand, Fideuram Vita, HSBC, Mercer, National Australia Bank, HSBC, Santander, Santander Asset Management, Standard Life, UBS and Zurich. In all we partner with 42 institutional customers worldwide.
FNZ employs over 1,000 people with offices in Edinburgh, London, Bristol, Brno (Czech Republic), Shanghai, Hong Kong, Singapore, Sydney, Melbourne and Wellington.