FNZ

  • CASS Technical Analyst

    Job Locations UK-Edinburgh
    ID
    2018-3014
    # of Openings
    1
    Department
    Risk and Compliance
    Position Type
    Permanent Full-Time
  • Role Description

    To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS.

    Key Responsibilities:

    • Provide CASS consultancy to stakeholders across the business.
    • Challenge the business on CASS management policies and procedures.
    • Work with the Head of CASS Oversight (CF10a) to ensure a strong CASS control environment across the business.
    • Develop daily/weekly CASS MI to alert senior management to CASS issues in a timely manner.
    • Review and develop CASS control framework and FRC CASS controls matrix.
    • Provide CASS technical input into new business initiatives/ propositions including new business risk assessments and on-boarding sign-offs.
    • Represent FNZ within client CASS forums and committees.
    • Ensure that the CASS policies and procedures remain in line with FNZ’s regulatory activities in relation to CASS.
    • Review Risk events for potential CASS impact and work with the Head of CASS Oversight (CF10a) to ensure their mitigation.
    • Work with management within the business to facilitate their understanding of CASS regulatory developments that may impact FNZ and ensure that they are embedded into processes and controls.
    • Assist in the development and delivery of a suite of CASS training for a range of employees and senior management.

    Experience Required

    Personal Attributes, Experience & Qualifications:

    • Significant experience in a senior CASS role, ideally within a platform environment.
    • Detailed knowledge of CASS rules and how they apply to the operational environment.
    • Experience of both front and back office investment operations functions – desirable =,
    • Professional or industry qualification such as CISI or IMC.
    • Excellent communication, relationship management and influencing skills.
    • Ability to build and maintain effective internal and external relationships.
    • Ability to analyse, present and report complex regulatory information to senior stakeholders in a clear and concise manner.

     Opportunities:

    • Be part of a highly successful, rapidly growing, global business that is leading the delivery of financial services via cloud computing and partners with some of the world’s largest companies.
    • Remuneration and career advancement is based on individual contribution and business impact rather than tenure or seniority.
    • We provide significant financial rewards for high performing individuals.
    • We provide global career opportunities for our best employees at any of our offices in the UK, Czech Republic, Australia or New Zealand.

    About FNZ

    FNZ is a global financial technology and asset servicing provider which powers the wealth management, administration and custodian platforms for some of the world's leading financial institutions. These customers include life insurers, retail and private banks, asset and wealth managers and financial adviser groups based across the UK, Europe, Asia, Australia and New Zealand.

     

    We believe that enhancing client engagement, lowering costs, delivering a seamless service and enabling personal solutions are key to helping people achieve their financial goals. We partner with major financial institutions to enable them to provide wealth management services to their clients across direct, intermediated and workplace channels that reflect these principles.

     

    We develop long-term partnerships with our customers to enable them to get to market quickly with a market-leading digital proposition, transform their customer service offering and grow assets under management across multiple distribution channels.

     

    Our customers include AMP, ANZ, Aviva, AXA Wealth, Bank of New Zealand, Fideuram Vita, HSBC, Mercer, National Australia Bank, HSBC, Santander, Santander Asset Management, Standard Life, UBS and Zurich.  In all we partner with 42 institutional customers worldwide. 

     

    FNZ employs over 1,000 people with offices in Edinburgh, London, Bristol, Brno (Czech Republic), Shanghai, Hong Kong, Singapore, Sydney, Melbourne and Wellington.

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